Webinar: MIFID II Transaction Costs – are you compliant?

Webinar: MIFID II Transaction Costs – are you compliant?
11th March 2019 Veeral Manek

The April deadline for MIFID II costs and charges transaction reporting is rapidly approaching, yet many firms are still struggling to compile a compliant report.

The Financial Conduct Authority has found that most asset managers are interpreting the rules in different ways, with issues arising in the disclosure of third-party costs and charges. PRIIPS recommendations and the asset class average spread approach are leading to cost disclosures that are misleading to end-investors.

If these costs are represented to investors incorrectly, consequences can include more detailed investigations into specific firms, individuals or practices; which could lead to redemptions.

Our webinar will cover reporting rules in detail, so that you can avoid the same risk. We explain how you can produce a compliant report, and ensure it meets both regulators’ and investors’ needs.

The details:

Location: Online

Date: 21 March 2019

Time: 3PM (GMT)/ 11AM (EST)

Duration: 45 minutes

 

Why attend:

  • Understand how MIFID II costs and charges will impact your firm.
  • How to overcome the challenges the regulation presents, including applying the PRIIPS guidelines to accurately represent transaction costs.
  • How to compile a compliant report, including case studies.
  • Get your questions answered in a Q&A.